Listing Rules

Results: 980



#Item
901Investment / Economy of the United States / Self-regulatory organizations / NASDAQ / Securities Exchange Act / Listing Rules / Public company / Stock exchange / American Stock Exchange / Stock market / Economy of New York City / Business

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-10-07 16:22:34
902Finance / Strike price / Securities Exchange Act / Exercise / Moneyness / Order / Binary option / Futures contract / Financial economics / Options / Investment

Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending Its Rules Regarding the Listing of Option Series with $1 Strike Prices

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Source URL: www.sec.gov

Language: English - Date: 2010-12-08 15:16:48
903Equity securities / Finance / Corporate finance / United States securities law / United States Securities and Exchange Commission / Security / American depositary receipt / Stock exchange / NASDAQ / Stock market / Financial economics / Investment

Order Approving Proposed Rule Change to Adopt Rules for the Qualification, Listing and Delisting of Companies on the Exchange

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Source URL: www.sec.gov

Language: English - Date: 2011-08-30 17:14:31
904Committees / Management / Private law / Auditing / Dodd–Frank Wall Street Reform and Consumer Protection Act / Audit committee / Executive pay / Board of directors / BX / Corporate governance / Business / Corporations law

Notice of Filing of Proposed Rule Change to Modify the Listing Rules for Compensation Committees To Comply with Rule 10C-1 under the Exchange Act and Make Other Related Changes

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Source URL: www.sec.gov

Language: English - Date: 2012-10-10 08:29:24
905Private law / Committees / Management / Auditing / Dodd–Frank Wall Street Reform and Consumer Protection Act / NASDAQ / Audit committee / Executive pay / Securities Exchange Act / Business / Corporate governance / Corporations law

Notice of Filing of Proposed Rule Change to Modify the Listing Rules for Compensation Committees To Comply with Rule 10C-1 under the Exchange Act and Make Other Related Changes

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Source URL: www.sec.gov

Language: English - Date: 2012-10-10 13:54:35
906Financial system / Securities / European Union / Financial regulation / Markets in Financial Instruments Directive / Listing Rules / Prospectus / Security / Bond / Stock market / Financial economics / Investment

PDF Document

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:34
907Investment / Securities / Prospectus / Listing Rules / SEC filings / Security / Securities market / Financial Services Authority / Joint venture / Stock market / Business / Financial economics

PDF Document

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:27
908NYSE Arca / Securities Exchange Act / Futures contract / New York Stock Exchange / Listing Rules / Financial system / Investment / Financial economics / Financial regulation / Self-regulatory organization

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-11-20 10:56:42
909Financial markets / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Self-regulatory organizations / Securities Exchange Act / Philadelphia Stock Exchange / U.S. Securities and Exchange Commission / International Securities Exchange / Economy of the United States / Financial economics / Business

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Trading Rules to Retire the additional Expiration Months Pilot Program and to Harmonize the Rules Regarding Listing Expirations with

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Source URL: www.sec.gov

Language: English - Date: 2011-10-28 10:02:42
910Stock market / NYSE Arca / New York Stock Exchange / American Stock Exchange / Euronext / Listing Rules / Securities Exchange Act / Self-regulatory organization / Alternext / NYSE Euronext / New York City / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-10-08 13:43:42
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